Individual Firm
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Dennis Grieco
Dennis Joy
CRD#: 7174812
IA
B
PNC INVESTMENTSCRD#: 129052 8020 CONROY WINDERMERE ROAD
ORLANDO, FL 32835
ORLANDO, FL 32835
0
Disclosures
5
Years of Experience
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State Registrations
B
Florida 11/2/2021
B
Maine 9/19/2023
IA
Florida 11/3/2021
SRO Registrations
B
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IA
Registered with this firm since 11/3/2021
B
Registered with this firm since 11/2/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2020 - 05/06/2021 | Winter Garden, FL | |
B | 11/01/2019 - 05/06/2021 | Winter Garden, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.