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Detailed Report
Steven Joel Rosenthal
CRD#: 7173693
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Investment Adviser
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Previous Broker
FULCRUM WEALTH ADVISORS, LLCCRD#: 169277 10940 NE 33RD PLACE, SUITE 210
BELLEVUE, WA 98004
Registration History
20192020202120222023202420252026IAFULCRUM WEALTH ADVISORS, LLC (CRD# 169277)2020 - Present (5 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2021 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2021 (1 year)
License(s)

State Registrations

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Washington 3/27/2020
Current Registration(s)
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FULCRUM WEALTH ADVISORS, LLC (CRD#:169277)
10940 NE 33RD PLACE, SUITE 210, BELLEVUE, WA 98004
Registered with this firm since 3/27/2020
Previous Registration(s)
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 01/17/2020 - 12/02/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BELLEVUE, WA
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 11/26/2019 - 12/02/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BELLEVUE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.