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Nicholas Frederick Herman
Nick Herman
CRD#: 7172955
IA
Investment Adviser
ELITE FINANCIAL GROUPCRD#: 315997 17B FIRSTFIELD RD
STE 108
GAITHERSBURG, MD 20878
Registration History
202120222023202420252026IAELITE FINANCIAL GROUP (CRD# 315997)2021 - Present (3 years)
License(s)

State Registrations

IA
District of Columbia 8/20/2021

IA
North Carolina 6/25/2024

IA
Florida 3/22/2024

IA
Texas 7/15/2024

IA
Maryland 8/2/2021

IA
Virginia 8/30/2021

Current Registration(s)
IA
ELITE FINANCIAL GROUP (CRD#:315997)
17B FIRSTFIELD RD STE 108, GAITHERSBURG, MD 20878
Registered with this firm since 8/2/2021

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.