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Sabrina Phillips Freeman
Cindy Cynthia Phillips
CRD#: 7171151
IA
B
SOWELL MANAGEMENTCRD#: 127145 903 N. 47th Street, Suite 101
Rogers, AR 72756
Rogers, AR 72756
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 903 N 47th Street, Ste 101
Rogers, AR 72756
Rogers, AR 72756
0
Disclosures
5
Years of Experience
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State Registrations
IA
Arkansas 11/8/2024
B
Pennsylvania 3/4/2025
SRO Registrations
B
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B
Registered with this firm since 3/4/2025
IA
Registered with this firm since 11/8/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/18/2021 - 11/01/2024 | ROGERS, AR | |
B | 07/31/2023 - 11/01/2024 | ROGERS, AR | |
IA | 09/18/2019 - 05/26/2021 | Rogers, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.