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CHERA SUE GERSTEIN
CHERA S GERSTEIN, CHERA S SILVERMAN, CHERA SUE SILVERMAN
CRD#: 717074
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 10 STATE HOUSE FL 11
HARTFORD, CT 06103
CETERA ADVISOR NETWORKS LLCCRD#: 13572 10 STATE HOUSE FL 11
HARTFORD, CT 06103
Registration History
19801985199019952000200520102015202020252 FIRMS2000 - 2013 (13 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BHRH SECURITIES, INC. (CRD# 104445)2001 - 2003 (1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 2000 (5 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1980 - 1994 (13 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)
Disclosure(s)
View By:
6/25/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/3/2013

B
Michigan 9/3/2013

B
California 9/3/2013

B
Missouri 9/3/2013

B
Connecticut 9/3/2013

B
New Jersey 9/3/2013

IA
Connecticut 6/29/2023

B
New York 9/3/2013

B
Florida 9/3/2013

B
North Carolina 9/3/2013

B
Georgia 11/7/2014

B
Pennsylvania 9/3/2013

B
Illinois 9/3/2013

B
Rhode Island 9/3/2013

B
Maine 9/3/2013

B
South Carolina 9/3/2013

B
Maryland 9/3/2013

B
Vermont 9/3/2013

B
Massachusetts 9/3/2013

B
Virginia 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
10 STATE HOUSE FL 11, HARTFORD, CT 06103
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
10 STATE HOUSE FL 11, HARTFORD, CT 06103
Hartford, CT
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
11/02/2000 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) HARTFORD, CT
B
01/04/2000 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) HARTFORD, CT
B
04/20/2001 - 01/16/2003 HRH SECURITIES, INC. (CRD#:104445) NEW YORK, NY
B
08/15/1994 - 01/07/2000 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
B
10/20/1980 - 08/15/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.