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Detailed Report
Riley James Krook
CRD#: 7170668
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 11/15/2022
B
Nebraska 11/15/2022
B
Alaska 11/15/2022
B
Nevada 5/23/2022
B
Arizona 5/25/2022
B
New Hampshire 5/23/2022
B
Arkansas 11/15/2022
B
New Jersey 3/22/2022
B
California 11/10/2019
B
New Mexico 5/25/2022
IA
California 11/10/2019
B
New York 3/31/2022
B
Colorado 4/18/2022
B
North Carolina 5/25/2022
B
Connecticut 5/25/2022
B
North Dakota 11/15/2022
B
Delaware 5/25/2022
B
Ohio 5/27/2022
B
District of Columbia 5/25/2022
B
Oklahoma 11/15/2022
B
Florida 3/31/2022
B
Oregon 5/25/2022
B
Georgia 3/31/2022
B
Pennsylvania 4/4/2022
B
Hawaii 5/25/2022
B
Puerto Rico 5/25/2022
B
Idaho 5/25/2022
B
Rhode Island 5/25/2022
B
Illinois 5/25/2022
B
South Carolina 5/25/2022
B
Indiana 10/27/2022
B
South Dakota 5/25/2022
B
Iowa 5/25/2022
B
Tennessee 3/31/2022
B
Kansas 5/25/2022
B
Texas 4/4/2022
B
Kentucky 11/15/2022
IA
Texas 4/18/2022
B
Louisiana 5/25/2022
B
Utah 5/25/2022
B
Maine 5/25/2022
B
Vermont 11/15/2022
B
Maryland 5/25/2022
B
Virgin Islands 11/15/2022
B
Massachusetts 4/4/2022
B
Virginia 3/31/2022
B
Michigan 3/31/2022
B
Washington 5/25/2022
B
Minnesota 5/25/2022
B
West Virginia 11/15/2022
B
Mississippi 11/15/2022
B
Wisconsin 4/4/2022
B
Missouri 11/15/2022
B
Wyoming 5/25/2022
B
Montana 5/26/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 11/10/2019
B
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 10/18/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.