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Detailed Report
Langston Ricardo Lee
Langston Lee
CRD#: 7170231
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6060 POPLAR AVE
MEMPHIS, TN 38119
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2020 (<1 year)
Disclosure(s)
View By:
10/7/2024
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/24/2020
B
Nevada 11/8/2023
B
Alaska 11/8/2023
B
New Hampshire 11/8/2023
B
Arizona 11/8/2023
B
New Jersey 11/8/2023
B
Arkansas 6/24/2020
B
New Mexico 11/8/2023
B
California 6/25/2020
B
New York 11/8/2023
B
Colorado 11/8/2023
B
North Carolina 6/24/2020
B
Connecticut 11/8/2023
B
North Dakota 11/8/2023
B
Delaware 11/8/2023
B
Ohio 11/9/2023
B
District of Columbia 11/8/2023
B
Oklahoma 11/8/2023
B
Florida 6/24/2020
B
Oregon 11/8/2023
B
Georgia 6/24/2020
B
Pennsylvania 11/8/2023
B
Hawaii 11/8/2023
B
Puerto Rico 11/8/2023
B
Idaho 11/8/2023
B
Rhode Island 11/8/2023
B
Illinois 11/8/2023
B
South Carolina 6/24/2020
B
Indiana 11/8/2023
B
South Dakota 11/8/2023
B
Iowa 11/8/2023
B
Tennessee 6/17/2020
B
Kansas 11/8/2023
IA
Tennessee 6/24/2020
B
Kentucky 6/24/2020
B
Texas 6/24/2020
B
Louisiana 11/8/2023
IA
Texas 6/29/2020
B
Maine 11/8/2023
B
Utah 11/8/2023
B
Maryland 11/8/2023
B
Vermont 11/8/2023
B
Massachusetts 11/8/2023
B
Virgin Islands 11/8/2023
B
Michigan 11/8/2023
B
Virginia 6/24/2020
B
Minnesota 11/8/2023
B
Washington 11/8/2023
B
Mississippi 6/24/2020
B
West Virginia 11/8/2023
B
Missouri 6/24/2020
B
Wisconsin 11/8/2023
B
Montana 11/8/2023
B
Wyoming 11/8/2023
B
Nebraska 11/8/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6060 POPLAR AVE, MEMPHIS, TN 38119
Registered with this firm since 6/24/2020
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6060 POPLAR AVE, MEMPHIS, TN 38119
Registered with this firm since 4/28/2020
Previous Registration(s)
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B
 01/06/2020 - 03/17/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.