Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANIEL PATRICK LEE AMADOR
Dan Amador
CRD#: 7168972
IA
Investment Adviser
B
Previous Broker
GDS WEALTH MANAGEMENTCRD#: 315934 2910 LAKESIDE VILLAGE BLVD
FLOWER MOUND, TX 75022
Registration History
20192020202120222023202420252026IAGDS WEALTH MANAGEMENT (CRD# 315934)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - 2023 (3 years)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2021 - 2023 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - 2021 (1 year)
License(s)

State Registrations

IA
Texas 11/27/2023
Current Registration(s)
IA
GDS WEALTH MANAGEMENT (CRD#:315934)
2910 LAKESIDE VILLAGE BLVD, FLOWER MOUND, TX 75022
Registered with this firm since 11/27/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/23/2021 - 10/25/2023 SCHWAB WEALTH ADVISORY, INC. (CRD#:159035) Westlake, TX
B
 11/08/2019 - 10/25/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
IA
 02/18/2020 - 03/23/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.