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NICHOLAS ANDREW ASHJIAN
CRD#: 7167949
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 15445 NORTH SCOTTSDALE RD
SHOPS AT ZOCALLO PLAZA
SCOTTSDALE, AZ 85254
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PHOENIX, AZ
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
1/19/2007
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 10/22/2019

B
Nevada 10/22/2019

B
Alaska 10/24/2019

IA
Nevada 1/16/2024

B
Arizona 10/22/2019

B
New Hampshire 10/23/2019

IA
Arizona 10/29/2019

B
New Jersey 10/22/2019

B
Arkansas 10/23/2019

B
New Mexico 10/25/2019

B
California 10/11/2019

IA
New Mexico 1/12/2024

IA
California 1/12/2024

B
New York 10/22/2019

B
Colorado 12/3/2019

B
North Carolina 10/11/2019

B
Connecticut 10/22/2019

B
North Dakota 10/24/2019

B
Delaware 10/28/2019

B
Ohio 9/20/2019

B
District of Columbia 9/23/2019

B
Oklahoma 10/23/2019

B
Florida 9/23/2019

B
Oregon 10/28/2019

B
Georgia 10/11/2019

B
Pennsylvania 10/11/2019

B
Hawaii 11/1/2019

B
Puerto Rico 9/30/2019

B
Idaho 10/11/2019

B
Rhode Island 10/24/2019

B
Illinois 10/28/2019

B
South Carolina 10/28/2019

B
Indiana 10/22/2019

B
South Dakota 10/23/2019

B
Iowa 10/11/2019

B
Tennessee 10/23/2019

B
Kansas 10/17/2019

B
Texas 10/11/2019

B
Kentucky 10/22/2019

IA
Texas 10/29/2019

B
Louisiana 10/22/2019

B
Utah 10/11/2019

B
Maine 10/11/2019

IA
Utah 1/12/2024

B
Maryland 9/24/2019

B
Vermont 10/23/2019

B
Massachusetts 10/11/2019

B
Virgin Islands 10/24/2019

B
Michigan 10/14/2019

B
Virginia 10/15/2019

B
Minnesota 10/23/2019

B
Washington 10/23/2019

B
Mississippi 10/24/2019

B
West Virginia 10/30/2019

B
Missouri 10/16/2019

B
Wisconsin 10/23/2019

B
Montana 10/11/2019

B
Wyoming 10/28/2019

B
Nebraska 10/24/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
15445 NORTH SCOTTSDALE RD SHOPS AT ZOCALLO PLAZA, SCOTTSDALE, AZ 85254
Registered with this firm since 10/29/2019

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PHOENIX, AZ
Registered with this firm since 9/19/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.