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Detailed Report
Gene William Turner
CRD#: 7167908
IA
Investment Adviser
B
Broker
CREDIT UNION INVESTMENT SERVICESCRD#: 144871 5011 Randall Pkwy
Wilmington, NC 28403
SECU BROKERAGE SERVICESCRD#: 19899 5011 RANDALL PARKWAY
WILMINGTON, NC 28403
Registration History
20192020202120222023202420252026IACREDIT UNION INVESTMENT SERVICES (CRD# 144871)2021 - Present (4 years)BSECU BROKERAGE SERVICES (CRD# 19899)2019 - Present (5 years)
License(s)

State Registrations

B
North Carolina 12/4/2019
IA
North Carolina 1/8/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CREDIT UNION INVESTMENT SERVICES (CRD#:144871)
5011 Randall Pkwy, Wilmington, NC 28403
Registered with this firm since 1/8/2021
B
SECU BROKERAGE SERVICES (CRD#:19899)
5011 RANDALL PARKWAY, WILMINGTON, NC 28403
Registered with this firm since 9/17/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.