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Detailed Report
Charles Dean Holliday
Charlie Dean Holliday
CRD#: 7167370
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 5201 Village Parkway
Rogers, AR 72758
Registration History
2020202120222023202420252026IAARVEST WEALTH MANAGEMENT (CRD# 42057)2023 - Present (1 year)BARVEST WEALTH MANAGEMENT (CRD# 42057)2020 - Present (5 years)
License(s)

State Registrations

B
Arkansas 5/4/2020
B
Missouri 5/18/2020
IA
Arkansas 5/22/2023
IA
Missouri 11/10/2023
B
Kansas 5/18/2020
B
Oklahoma 5/18/2020
IA
Kansas 11/10/2023
IA
Oklahoma 11/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
5201 Village Parkway, Rogers, AR 72758
Registered with this firm since 5/22/2023
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
5201 Village Parkway, Rogers, AR 72758
Registered with this firm since 2/27/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.