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Mark Andrew Cleary
CRD#: 7167203
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 101 East Kennedy Boulevard, Suite 1800
TAMPA, FL 33602
Registration History
2020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 12/22/2023

IA
New Jersey 1/18/2024

IA
Alabama 1/17/2024

B
New York 1/12/2022

B
Arizona 6/7/2024

B
North Carolina 4/19/2022

B
California 7/16/2021

IA
North Carolina 1/19/2024

B
Colorado 10/24/2023

B
Ohio 2/14/2023

B
Connecticut 1/8/2024

B
Oregon 1/8/2024

B
Florida 7/30/2020

B
Pennsylvania 8/31/2022

IA
Florida 6/7/2021

B
Rhode Island 12/22/2023

B
Georgia 8/30/2022

B
South Carolina 6/6/2024

B
Illinois 12/22/2023

B
Texas 12/8/2023

B
Indiana 8/12/2024

IA
Texas 1/9/2024

IA
Michigan 1/18/2024

IA
Virginia 1/17/2024

B
Missouri 11/15/2023

B
Washington 12/22/2023

B
Montana 11/22/2023

B
Wisconsin 12/22/2023

B
New Jersey 12/22/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Tampa, FL
Registered with this firm since 6/7/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
101 East Kennedy Boulevard, Suite 1800, TAMPA, FL 33602
Tampa, FL
Registered with this firm since 7/30/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.