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Detailed Report
EMMA TYLER LEET
Emma Tyler Knorps
CRD#: 7166406
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
20202021202220232024202520262 FIRMS2022 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - 2022 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 1/3/2023
B
New York 1/3/2023
B
California 10/1/2024
B
North Carolina 1/3/2023
B
Colorado 1/3/2023
B
Ohio 1/4/2023
B
Florida 1/3/2023
B
Oklahoma 1/3/2023
B
Georgia 1/3/2023
B
Puerto Rico 1/3/2023
B
Illinois 4/5/2022
B
South Carolina 1/3/2023
IA
Illinois 4/5/2022
B
Texas 1/3/2023
B
Indiana 6/1/2023
B
Utah 1/23/2024
B
Kansas 1/3/2023
B
Vermont 1/14/2025
B
Massachusetts 1/3/2023
B
Washington 2/8/2024
B
Michigan 1/3/2023
B
Wisconsin 1/3/2023
B
New Jersey 1/3/2023
B
Wyoming 8/6/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 4/5/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
Registered with this firm since 4/5/2022
Previous Registration(s)
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IA
 05/17/2021 - 04/07/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
 10/28/2020 - 04/07/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.