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Detailed Report
JOSEPH DAVID FASANO
JOSEPH D FASANO, JOSEPH FASANO
CRD#: 7166233
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
Registration History
20192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - Present (4 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)
License(s)

State Registrations

B
Delaware 8/20/2020
IA
New Jersey 6/24/2020
IA
Delaware 8/20/2020
B
Pennsylvania 5/19/2020
B
New Jersey 6/24/2020
IA
Pennsylvania 5/19/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 5/19/2020
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 12/11/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.