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Detailed Report
JESSICA DEAN
CRD#: 7166170
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1513 IYANNOUGH RD
1ST FL STE 3
HYANNIS, MA 02601
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 11/29/2022
B
Michigan 11/30/2022
B
Arkansas 11/29/2022
B
Missouri 11/29/2022
B
California 11/29/2022
B
Nevada 11/30/2022
B
Colorado 11/29/2022
B
New Hampshire 11/29/2022
B
Connecticut 11/29/2022
B
New Jersey 11/29/2022
B
Delaware 11/29/2022
IA
New Jersey 11/29/2022
B
Florida 11/29/2022
B
New York 11/30/2022
B
Georgia 11/29/2022
B
North Carolina 11/29/2022
B
Idaho 11/29/2022
B
Pennsylvania 11/29/2022
B
Indiana 11/29/2022
B
Rhode Island 11/29/2022
B
Iowa 5/21/2024
B
South Carolina 11/29/2022
B
Kentucky 11/29/2022
B
Texas 11/29/2022
B
Maine 11/29/2022
B
Vermont 11/29/2022
B
Maryland 11/29/2022
B
Virginia 11/29/2022
B
Massachusetts 11/29/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1513 IYANNOUGH RD 1ST FL STE 3, HYANNIS, MA 02601
Registered with this firm since 11/29/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1513 IYANNOUGH RD 1ST FL STE 3, HYANNIS, MA 02601
Registered with this firm since 8/9/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.