Individual Firm
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CLAUDE EUGENE LETT IV
Claude EuGene Lett IV, Claude EuGene Lett, Claude Lett
CRD#: 7165828
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ATHENS, GA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ATHENS, GA
0
Disclosures
4
Years of Experience
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State Registrations
B
Georgia 7/8/2021
IA
Texas 7/14/2021
IA
Georgia 7/15/2021
B
Utah 7/8/2021
B
Massachusetts 7/8/2021
B
Washington 1/30/2025
B
Texas 7/8/2021
SRO Registrations
B
B
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IA
Registered with this firm since 7/14/2021
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/2020 - 05/10/2021 | ATHENS, GA | |
B | 11/09/2020 - 05/10/2021 | ATHENS, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.