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Cole Stephens
CRD#: 7164972
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2501 S DYE ROAD
SUITE D
FLINT, MI 48532
CETERA ADVISORS LLCCRD#: 10299 2501 S DYE ROAD
SUITE D
FLINT, MI 48532
Registration History
20202021202220232024202520262 FIRMS2020 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 10/3/2024

B
Minnesota 10/3/2024

B
California 10/3/2024

B
North Carolina 10/7/2024

B
Florida 7/26/2024

B
Ohio 7/29/2024

B
Georgia 10/3/2024

B
Oregon 10/3/2024

B
Illinois 7/26/2024

B
South Carolina 10/3/2024

B
Indiana 10/3/2024

B
Tennessee 10/3/2024

B
Kentucky 10/3/2024

B
Texas 7/26/2024

B
Louisiana 10/3/2024

IA
Texas 7/26/2024

B
Michigan 7/26/2024

B
Wisconsin 7/26/2024

IA
Michigan 7/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2501 S DYE ROAD SUITE D, FLINT, MI 48532
Registered with this firm since 7/26/2024

B
CETERA ADVISORS LLC (CRD#:10299)
2501 S DYE ROAD SUITE D, FLINT, MI 48532
Registered with this firm since 7/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/03/2020 - 07/03/2024 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) BAY CITY, MI
B
01/06/2020 - 07/03/2024 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) BAY CITY, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.