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WALTER ROLAND IV
WALTER ROLAND
CRD#: 7163919
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 3701 CORPORATE PARKWAY
SUITE 320
CENTER VALLEY, PA 18034
Registration History
20192020202120222023202420252026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2022 - Present (2 years)BADP BROKER-DEALER, INC. (CRD# 37693)2019 - 2022 (2 years)
License(s)

State Registrations

B
Florida 10/29/2024

B
Pennsylvania 3/10/2022

B
Kansas 2/9/2024

IA
Pennsylvania 7/29/2024

B
Nebraska 4/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
3701 CORPORATE PARKWAY SUITE 320, CENTER VALLEY, PA 18034
Allentown, PA
Registered with this firm since 7/29/2024

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
3701 CORPORATE PARKWAY SUITE 320, CENTER VALLEY, PA 18034
Allentown, PA
Registered with this firm since 3/10/2022

Previous Registration(s)
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B
11/18/2019 - 01/24/2022 ADP BROKER-DEALER, INC. (CRD#:37693) Allentown, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.