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Detailed Report
Brett Wager
CRD#: 7162250
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 50 HUDSON YARDS
NEW YORK, NY 10001
BLACKROCK INVESTMENTS, LLCCRD#: 38642 50 HUDSON YARDS
NEW YORK, NY 10001
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 12/10/2019
B
Nebraska 12/10/2019
B
Alaska 12/10/2019
B
Nevada 12/10/2019
B
Arizona 12/10/2019
B
New Hampshire 12/10/2019
B
Arkansas 12/10/2019
B
New Jersey 12/4/2019
B
California 12/10/2019
B
New Mexico 12/10/2019
B
Colorado 12/10/2019
B
New York 12/4/2019
B
Connecticut 12/10/2019
IA
New York 8/6/2021
B
Delaware 12/10/2019
B
North Carolina 12/10/2019
B
District of Columbia 12/10/2019
B
North Dakota 12/10/2019
B
Florida 12/10/2019
B
Ohio 12/10/2019
B
Georgia 12/10/2019
B
Oklahoma 12/10/2019
B
Hawaii 12/10/2019
B
Oregon 12/10/2019
B
Idaho 12/10/2019
B
Pennsylvania 12/10/2019
B
Illinois 12/10/2019
B
Puerto Rico 12/10/2019
B
Indiana 12/10/2019
B
Rhode Island 12/10/2019
B
Iowa 12/10/2019
B
South Carolina 12/10/2019
B
Kansas 12/10/2019
B
South Dakota 12/10/2019
B
Kentucky 12/10/2019
B
Tennessee 12/10/2019
B
Louisiana 12/10/2019
B
Texas 12/10/2019
B
Maine 12/10/2019
B
Utah 12/10/2019
B
Maryland 12/10/2019
B
Vermont 12/10/2019
B
Massachusetts 12/10/2019
B
Virgin Islands 12/10/2019
B
Michigan 12/10/2019
B
Virginia 12/10/2019
B
Minnesota 12/10/2019
B
Washington 12/10/2019
B
Mississippi 12/10/2019
B
West Virginia 12/10/2019
B
Missouri 12/10/2019
B
Wisconsin 12/10/2019
B
Montana 12/10/2019
B
Wyoming 12/10/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 12/10/2019
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 10/17/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.