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JAMESON CHARLES DUCKWORTH
JAMESON DUCKWORTH
CRD#: 7161505
IA
B
CAPITAL WEALTH MANAGEMENT, LLCCRD#: 157959 1300 DIVISION ROAD
SUITE 203
WEST WARWICK, RI 02893
SUITE 203
WEST WARWICK, RI 02893
OSAIC WEALTH, INC.CRD#: 23131 1300 DIVISION ROAD
SUITE 203
WEST WARWICK, RI 02893
SUITE 203
WEST WARWICK, RI 02893
0
Disclosures
5
Years of Experience
View By:
State Registrations
B
Alabama 8/23/2024
B
Massachusetts 8/23/2024
B
Arizona 8/23/2024
B
New York 8/23/2024
B
California 8/23/2024
IA
Rhode Island 4/7/2023
B
Connecticut 8/23/2024
B
Rhode Island 8/23/2024
B
Florida 8/23/2024
IA
Texas 4/7/2023
B
Maryland 8/23/2024
B
Texas 8/23/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/7/2023
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/11/2023 - 08/23/2024 | WEST WARWICK, RI | |
IA | 08/25/2020 - 04/04/2023 | WARWICK, RI | |
B | 11/04/2019 - 04/04/2023 | WARWICK, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.