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MARY ELIZABETH DALE
BETH DALE, MARY ELIZABETH WALKER
CRD#: 716099
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
19801985199019952000200520102015202020252 FIRMS2006 - 2019 (13 years)2 FIRMS2019 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2006 (4 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1980 - 2002 (21 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2006 (3 years)
Disclosure(s)
View By:
10/2/2015
Customer Dispute
Denied
12/11/2002
Customer Dispute
Settled
4/1/2002
Customer Dispute
Withdrawn
8/24/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 9/9/2019

B
Mississippi 10/19/2020

B
Arizona 8/29/2019

B
New Mexico 1/13/2022

B
California 8/29/2019

B
New York 8/29/2019

B
Colorado 8/25/2020

B
North Carolina 8/29/2019

B
Delaware 12/12/2019

B
Ohio 8/29/2019

B
Florida 8/29/2019

B
Oklahoma 5/29/2024

B
Georgia 8/29/2019

B
Oregon 8/24/2023

IA
Georgia 9/6/2019

B
South Carolina 3/17/2021

B
Illinois 9/26/2019

B
Tennessee 8/29/2019

B
Kentucky 8/29/2019

B
Texas 8/29/2019

B
Louisiana 8/29/2019

IA
Texas 8/29/2019

B
Massachusetts 9/13/2019

B
Virginia 8/29/2019

B
Michigan 5/6/2021

B
Washington 1/25/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 8/29/2019

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Atlanta, GA
Registered with this firm since 8/29/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2006 - 08/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
08/15/2006 - 08/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
03/31/2003 - 08/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
01/02/2002 - 08/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
09/25/1980 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.