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Shawn Gaiser
CRD#: 7160309
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
201920202021202220232024202520262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BKEY INVESTMENT SERVICES LLC (CRD# 136300)2019 - 2021 (1 year)
License(s)

State Registrations

B
Alabama 5/18/2022

B
Nebraska 5/18/2022

B
Alaska 5/18/2022

B
Nevada 5/18/2022

B
Arizona 5/18/2022

B
New Hampshire 5/18/2022

B
Arkansas 5/18/2022

B
New Jersey 5/18/2022

B
California 5/18/2022

B
New Mexico 5/18/2022

B
Colorado 5/18/2022

B
New York 5/18/2022

B
Connecticut 5/18/2022

B
North Carolina 5/18/2022

B
Delaware 5/18/2022

B
North Dakota 5/18/2022

B
District of Columbia 5/18/2022

B
Ohio 5/18/2022

B
Florida 5/18/2022

IA
Ohio 5/19/2022

B
Georgia 5/18/2022

B
Oklahoma 5/18/2022

B
Hawaii 5/18/2022

B
Oregon 5/18/2022

B
Idaho 5/18/2022

B
Pennsylvania 5/18/2022

B
Illinois 5/18/2022

B
Puerto Rico 5/18/2022

B
Indiana 5/18/2022

B
Rhode Island 5/18/2022

B
Iowa 5/18/2022

B
South Carolina 5/18/2022

B
Kansas 5/18/2022

B
South Dakota 5/18/2022

B
Kentucky 5/18/2022

B
Tennessee 5/18/2022

B
Louisiana 5/18/2022

B
Texas 5/18/2022

B
Maine 5/18/2022

B
Utah 5/18/2022

B
Maryland 5/18/2022

B
Vermont 5/18/2022

B
Massachusetts 5/18/2022

B
Virgin Islands 5/18/2022

B
Michigan 5/18/2022

B
Virginia 5/18/2022

B
Minnesota 5/18/2022

B
Washington 5/18/2022

B
Mississippi 5/18/2022

B
West Virginia 5/18/2022

B
Missouri 5/18/2022

B
Wisconsin 5/18/2022

B
Montana 5/19/2022

B
Wyoming 5/18/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 5/19/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 5/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/08/2021 - 05/06/2022 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
B
06/28/2021 - 05/06/2022 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
B
08/09/2019 - 05/28/2021 KEY INVESTMENT SERVICES LLC (CRD#:136300) Milford, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.