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JOHN PATRICK MCGOWAN
CRD#: 715329
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 111 S WACKER DRIVE
SUITE 3200
CHICAGO, IL 60606
Registration History
1980198519901995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - Present (23 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2001 - Present (24 years)BABN AMRO INCORPORATED (CRD# 15776)1997 - 2001 (3 years)BRODMAN & RENSHAW INC. (CRD# 724)1994 - 1997 (3 years)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1994 (3 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1983 - 1990 (6 years)BPRIVATE LEDGER FINANCIAL SERVI... (CRD# 6413)1981 - 1983 (1 year)BPETERSON, DIEHL & COMPANY, INC. (CRD# 7629)1980 - 1982 (2 years)
License(s)

State Registrations

B
Alabama 2/13/2013

B
Nevada 5/11/2020

B
Arizona 6/29/2001

B
New Mexico 1/6/2022

B
California 6/28/2001

B
New York 1/12/2001

B
Colorado 7/10/2012

B
North Carolina 1/12/2001

B
District of Columbia 1/6/2022

IA
North Carolina 10/12/2005

B
Florida 1/12/2001

B
Ohio 1/12/2001

B
Illinois 1/12/2001

B
Oregon 2/5/2008

IA
Illinois 2/28/2002

B
Pennsylvania 10/1/2019

B
Indiana 1/12/2001

B
South Carolina 10/14/2010

B
Louisiana 1/22/2013

B
Tennessee 9/20/2022

B
Maine 1/4/2012

B
Texas 1/31/2013

B
Massachusetts 1/22/2013

IA
Texas 2/5/2015

B
Michigan 1/12/2001

B
Virginia 9/8/2023

B
Minnesota 3/27/2024

B
Washington 10/1/2019

B
Mississippi 10/1/2019

B
Wisconsin 2/9/2011

B
Missouri 1/12/2001

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
111 S WACKER DRIVE SUITE 3200, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 2/28/2002

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
111 S WACKER DRIVE SUITE 3200, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 1/12/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/24/1997 - 01/22/2001 ABN AMRO INCORPORATED (CRD#:15776) STAMFORD, CT
B
05/17/1994 - 05/02/1997 RODMAN & RENSHAW INC. (CRD#:724) CHICAGO, IL
B
09/04/1990 - 06/01/1994 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
10/31/1983 - 09/04/1990 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
12/02/1981 - 11/17/1983 PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED (CRD#:6413)
B
09/23/1980 - 09/07/1982 PETERSON, DIEHL & COMPANY, INC. (CRD#:7629)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.