Individual Firm
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JOHN SOLYMAN
JOHN SAMY SOLYMAN
CRD#: 7151902
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 15333 NORTH PIMA ROAD
SUITE 235
SCOTTSDALE, AZ 85260
SUITE 235
SCOTTSDALE, AZ 85260
0
Disclosures
5
Years of Experience
View By:
State Registrations
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Arizona 9/16/2024
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New Jersey 10/17/2024
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Arizona 9/16/2024
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New Jersey 10/17/2024
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California 9/17/2024
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Tennessee 11/12/2024
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California 9/17/2024
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Texas 10/10/2024
B
Florida 11/4/2024
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Texas 10/14/2024
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Florida 11/5/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/16/2024
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Registered with this firm since 9/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/22/2023 - 08/15/2024 | Newport Beach, CA | |
IA | 05/13/2021 - 06/20/2023 | NEWPORT BEACH, CA | |
IA | 02/25/2021 - 04/13/2021 | NEWPORT BEACH, CA | |
IA | 07/08/2019 - 03/01/2021 | Newport Beach, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.