Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KAITLIN LEE BARNES
Kati Barnes, KAITLIN LEE GOEN, KATI GOEN
CRD#: 7151853
IA
Investment Adviser
CREATIVE PLANNINGCRD#: 105348 2100 Ross Ave.
Suite 1110, 11th floor
Dallas, TX 75201
Registration History
2020202120222023202420252026IACREATIVE PLANNING (CRD# 105348)2024 - Present (1 year)IAFISHER INVESTMENTS (CRD# 107342)2020 - 2024 (3 years)
License(s)

State Registrations

IA
Texas 2/7/2024
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
2100 Ross Ave. Suite 1110, 11th floor, Dallas, TX 75201
Dallas, TX
Registered with this firm since 2/7/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/29/2020 - 02/05/2024 FISHER INVESTMENTS (CRD#:107342) PLANO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.