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Detailed Report
Rebecca Cummings Meister
Rebecca Anne Cummings
CRD#: 7150466
IA
Investment Adviser
B
Broker
MUTUAL OF OMAHA INVESTOR SERVICES, INC.CRD#: 611 Summerville, SC
Registration History
20192020202120222023202420252026BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2021 - Present (4 years)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2019 - Present (5 years)
License(s)

State Registrations

B
Michigan 11/22/2022
B
Tennessee 7/13/2021
IA
South Carolina 10/7/2019
B
Virginia 5/23/2023
B
South Carolina 3/29/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611)
Summerville, SC
Registered with this firm since 1/25/2021
IA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611)
Summerville, SC
Registered with this firm since 10/7/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.