Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
HAYDEN ROBERT DUPONT
HAYDEN DUPONT
CRD#: 7149219
IA
B
MORGAN STANLEYCRD#: 149777 3803 West Chester Pike
Suite 200
Newtown Square, PA 19073
Suite 200
Newtown Square, PA 19073
View By:
9/1/2018
Financial
Final
State Registrations
B
Alabama 9/28/2020
B
New Mexico 9/25/2020
B
Alaska 12/21/2020
B
New York 9/26/2020
B
Arizona 9/28/2020
B
North Carolina 9/25/2020
B
California 9/25/2020
B
Ohio 9/24/2020
B
Colorado 9/25/2020
B
Oklahoma 9/28/2020
B
Connecticut 9/25/2020
B
Oregon 4/5/2021
B
Delaware 9/28/2020
B
Pennsylvania 9/25/2020
B
District of Columbia 10/1/2020
IA
Pennsylvania 9/25/2020
B
Florida 9/25/2020
B
Puerto Rico 9/27/2022
B
Georgia 9/25/2020
B
Rhode Island 1/6/2025
B
Hawaii 11/22/2021
B
South Carolina 7/24/2023
B
Illinois 10/2/2020
B
Tennessee 9/25/2020
B
Louisiana 9/25/2020
IA
Texas 9/24/2020
B
Maine 9/25/2020
B
Texas 9/25/2020
B
Maryland 9/25/2020
B
Utah 9/28/2020
B
Massachusetts 9/25/2020
B
Vermont 12/18/2020
B
Michigan 11/18/2020
B
Virginia 9/24/2020
B
Montana 1/9/2025
B
Washington 9/25/2020
B
Nevada 10/12/2020
B
West Virginia 10/6/2022
B
New Jersey 10/8/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/24/2020
B
Registered with this firm since 9/24/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/24/2020 - 08/21/2020 | BALA CYNWYD, PA | |
B | 04/07/2020 - 08/21/2020 | BALA CYNWYD, PA | |
B | 08/22/2019 - 10/31/2019 | MALVERN, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.