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Detailed Report
Cody Anderson
Cody J Anderson, Cody James Anderson
CRD#: 7147547
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1431 W LANE AVE
UPPER ARLINGTON, OH 43221
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Louisiana 2/3/2025
IA
Ohio 11/2/2023
B
Missouri 4/5/2024
B
Texas 11/1/2023
B
Ohio 11/2/2023
IA
Texas 11/1/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1431 W LANE AVE, UPPER ARLINGTON, OH 43221
Registered with this firm since 11/1/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1431 W LANE AVE, UPPER ARLINGTON, OH 43221
Registered with this firm since 11/1/2023
Previous Registration(s)
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IA
 01/09/2023 - 10/23/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBUS, OH
B
 01/09/2023 - 10/23/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBUS, OH
IA
 03/08/2022 - 09/14/2022 KEY INVESTMENT SERVICES LLC (CRD#:136300) WESTERVILLE, OH
B
 03/04/2022 - 09/14/2022 KEY INVESTMENT SERVICES LLC (CRD#:136300) WESTERVILLE, OH
IA
 07/29/2021 - 10/07/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
B
 07/26/2021 - 10/07/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Columbus, OH
IA
 08/29/2019 - 02/25/2020 AXA ADVISORS, LLC (CRD#:6627) ERIE, PA
B
 08/06/2019 - 02/25/2020 AXA ADVISORS, LLC (CRD#:6627) ERIE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.