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Curtis Jeffery Stephens
Curtis Stephens
CRD#: 7147529
IA
B
COPPELL ADVISORY SOLUTIONS LLCCRD#: 156549 460 S. Prairie St.
Bethalto, IL 62010
Bethalto, IL 62010
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 219 East Gate Plaza
East Alton, IL 62024
East Alton, IL 62024
0
Disclosures
4
Years of Experience
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State Registrations
B
Florida 1/3/2024
B
Missouri 9/29/2022
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Illinois 8/2/2022
B
Oklahoma 4/11/2023
B
Illinois 9/26/2022
B
Tennessee 11/9/2023
B
Louisiana 9/26/2022
SRO Registrations
B
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B
Registered with this firm since 9/26/2022
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Registered with this firm since 8/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/09/2020 - 09/28/2022 | BETHALTO, IL | |
IA | 11/16/2020 - 08/12/2022 | BETHALTO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.