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Sarah Kathryn Baker
Sarah Hildreth Gillum, Sarah K Hildreth, Sarah Kathryn Hildreth, Sarah Hildreth
CRD#: 7146544
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1508 Military Cutoff Rd
Wilmington, NC 28403
Wilmington, NC 28403
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1508 Military Cutoff Rd
Suite 305
Wilmington, NC 28403
Suite 305
Wilmington, NC 28403
0
Disclosures
4
Years of Experience
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State Registrations
B
California 2/27/2025
B
New York 2/27/2025
B
Connecticut 2/27/2025
B
North Carolina 2/27/2025
B
Florida 2/27/2025
IA
North Carolina 2/27/2025
B
Idaho 2/27/2025
B
Ohio 2/27/2025
B
Illinois 2/27/2025
B
Pennsylvania 2/27/2025
B
Kentucky 2/27/2025
B
South Carolina 2/27/2025
B
Maryland 2/27/2025
B
Texas 2/27/2025
B
Massachusetts 2/27/2025
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Texas 2/27/2025
B
Mississippi 2/27/2025
B
Virginia 2/27/2025
B
Missouri 2/27/2025
B
Washington 2/27/2025
B
New Jersey 2/27/2025
B
West Virginia 2/27/2025
SRO Registrations
B
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IA
Registered with this firm since 2/27/2025
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Registered with this firm since 2/27/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2021 - 02/28/2025 | Hampstead, NC | |
B | 03/15/2021 - 02/28/2025 | Hampstead, NC | |
B | 12/16/2019 - 03/12/2020 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.