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JOSE DE LA LUZ BARRAZA
Jose D Barraza Jr, Jose D Barraza
CRD#: 7146396
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7001 WEST RAY ROAD
CHANDLER PAVILIONS
CHANDLER, AZ 85226
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7001 WEST RAY ROAD
CHANDLER PAVILIONS
CHANDLER, AZ 85226
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/1/2023

B
Nebraska 5/1/2023

B
Alaska 5/1/2023

B
Nevada 5/1/2023

B
Arizona 11/2/2022

B
New Hampshire 5/1/2023

IA
Arizona 11/2/2022

B
New Jersey 5/1/2023

B
Arkansas 5/1/2023

B
New Mexico 5/1/2023

B
California 5/1/2023

B
New York 5/1/2023

B
Colorado 5/1/2023

B
North Carolina 5/1/2023

B
Connecticut 5/1/2023

B
North Dakota 5/1/2023

B
Delaware 5/1/2023

B
Ohio 5/2/2023

B
District of Columbia 5/1/2023

B
Oklahoma 5/1/2023

B
Florida 5/1/2023

B
Oregon 5/1/2023

B
Georgia 5/1/2023

B
Pennsylvania 5/1/2023

B
Hawaii 5/1/2023

B
Puerto Rico 5/1/2023

B
Idaho 5/1/2023

B
Rhode Island 5/1/2023

B
Illinois 11/22/2022

B
South Carolina 5/1/2023

B
Indiana 5/1/2023

B
South Dakota 5/1/2023

B
Iowa 5/1/2023

B
Tennessee 5/1/2023

B
Kansas 5/1/2023

B
Texas 9/27/2022

B
Kentucky 5/1/2023

IA
Texas 10/27/2022

B
Louisiana 5/1/2023

B
Utah 5/1/2023

B
Maine 5/1/2023

B
Vermont 5/1/2023

B
Maryland 5/1/2023

B
Virgin Islands 5/1/2023

B
Massachusetts 9/27/2022

B
Virginia 5/1/2023

B
Michigan 5/1/2023

B
Washington 5/1/2023

B
Minnesota 5/1/2023

B
West Virginia 5/1/2023

B
Mississippi 5/1/2023

B
Wisconsin 5/1/2023

B
Missouri 5/1/2023

B
Wyoming 5/1/2023

B
Montana 5/1/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
7001 WEST RAY ROAD CHANDLER PAVILIONS, CHANDLER, AZ 85226
Registered with this firm since 10/27/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
7001 WEST RAY ROAD CHANDLER PAVILIONS, CHANDLER, AZ 85226
PHOENIX, AZ
Registered with this firm since 9/27/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2019 - 08/04/2022 MORGAN STANLEY (CRD#:149777) Oak Brook, IL
B
09/06/2019 - 08/04/2022 MORGAN STANLEY (CRD#:149777) Oak Brook, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.