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McKenzie M Cooke
McKenzie Marie Cooke
CRD#: 7145135
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA ST
34TH, 36TH & 46TH FLOORS
SAN FRANCISCO, CA 94104
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 9/5/2024

B
Minnesota 9/5/2024

B
Arizona 9/5/2024

B
Missouri 9/5/2024

B
Arkansas 9/5/2024

B
Nevada 9/5/2024

B
California 9/5/2024

B
New Hampshire 9/5/2024

IA
California 9/5/2024

B
New Jersey 9/5/2024

B
Colorado 9/5/2024

B
New Mexico 9/5/2024

B
Connecticut 9/5/2024

B
New York 9/5/2024

B
Delaware 9/5/2024

B
Ohio 9/5/2024

B
District of Columbia 9/5/2024

B
Oregon 9/5/2024

B
Florida 9/5/2024

B
Tennessee 9/5/2024

B
Georgia 9/5/2024

B
Texas 9/5/2024

B
Hawaii 9/5/2024

IA
Texas 9/5/2024

B
Idaho 9/5/2024

B
Virgin Islands 9/5/2024

B
Kentucky 9/5/2024

B
Virginia 9/5/2024

B
Maine 9/5/2024

B
Washington 9/5/2024

B
Maryland 9/5/2024

B
Wisconsin 9/5/2024

B
Massachusetts 9/5/2024

B
Wyoming 9/5/2024

B
Michigan 9/5/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
Registered with this firm since 9/5/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA ST 34TH, 36TH & 46TH FLOORS, SAN FRANCISCO, CA 94104
Registered with this firm since 9/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/25/2022 - 08/21/2024 MORGAN STANLEY (CRD#:149777) San Francisco, CA
B
04/12/2022 - 08/21/2024 MORGAN STANLEY (CRD#:149777) San Francisco, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.