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RANDY Park ROUSSEAU
RANDY ROUSSEAU
CRD#: 7145076
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 165 HARGRAVES DR
AUSTIN, TX 78737
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 9/7/2022

B
Maryland 9/7/2022

B
Arizona 8/23/2019

B
Michigan 1/14/2023

IA
Arizona 9/9/2019

B
New Jersey 9/14/2020

B
California 4/8/2021

B
New York 3/28/2023

B
Colorado 7/12/2022

B
Ohio 5/12/2021

B
Florida 1/3/2022

B
Oregon 2/8/2021

B
Georgia 11/24/2020

B
Tennessee 2/16/2022

B
Idaho 4/22/2021

B
Texas 10/9/2020

B
Illinois 4/7/2021

IA
Texas 10/14/2020

B
Indiana 1/14/2023

B
Wisconsin 2/6/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
165 HARGRAVES DR, AUSTIN, TX 78737
Registered with this firm since 9/9/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
165 HARGRAVES DR, AUSTIN, TX 78737
Registered with this firm since 7/1/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.