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James P Winton
James Winton, Parker Winton
CRD#: 7144793
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 9/21/2023

B
Missouri 9/21/2023

B
Arizona 9/21/2023

B
Montana 9/21/2023

B
Arkansas 9/21/2023

B
Nebraska 9/21/2023

B
California 9/21/2023

B
Nevada 9/21/2023

B
Colorado 9/21/2023

B
New Jersey 9/21/2023

B
Delaware 9/21/2023

B
New Mexico 9/21/2023

B
Florida 9/21/2023

B
New York 9/21/2023

B
Georgia 9/21/2023

B
North Carolina 9/21/2023

B
Hawaii 9/21/2023

B
Oregon 9/21/2023

B
Idaho 9/21/2023

B
Pennsylvania 9/21/2023

B
Illinois 9/21/2023

B
South Carolina 9/21/2023

B
Indiana 9/21/2023

B
South Dakota 9/21/2023

B
Iowa 9/21/2023

B
Tennessee 9/21/2023

B
Kansas 9/21/2023

B
Texas 4/6/2023

B
Kentucky 9/21/2023

IA
Texas 4/6/2023

B
Louisiana 9/21/2023

B
Utah 9/21/2023

B
Maryland 9/21/2023

B
Virginia 9/21/2023

B
Michigan 9/21/2023

B
Washington 9/21/2023

B
Minnesota 9/21/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 4/6/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 2/10/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.