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Vivian Ann Orbik
Vivian Orbik
CRD#: 7144779
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 10/25/2021

B
Mississippi 5/2/2022

B
Alaska 10/25/2021

B
Missouri 10/25/2021

B
Arizona 10/25/2021

B
Montana 10/25/2021

B
California 10/25/2021

B
Nevada 10/25/2021

B
Colorado 10/25/2021

B
New Hampshire 7/3/2023

B
Connecticut 5/2/2022

B
New Jersey 10/25/2021

B
Delaware 11/15/2024

B
New Mexico 10/25/2021

B
District of Columbia 7/3/2023

B
New York 10/25/2021

B
Florida 10/25/2021

B
North Carolina 10/25/2021

B
Georgia 10/25/2021

B
Ohio 10/25/2021

B
Hawaii 10/25/2021

B
Oklahoma 10/25/2021

B
Idaho 2/17/2025

B
Oregon 10/25/2021

B
Illinois 9/10/2020

B
Pennsylvania 10/25/2021

IA
Illinois 9/10/2020

B
Rhode Island 10/25/2021

B
Indiana 10/25/2021

B
South Carolina 10/25/2021

B
Iowa 12/2/2024

B
Tennessee 10/25/2021

B
Kentucky 10/25/2021

B
Texas 10/25/2021

B
Louisiana 5/2/2022

IA
Texas 10/25/2021

B
Maine 10/25/2021

B
Utah 10/25/2021

B
Maryland 10/25/2021

B
Virginia 10/25/2021

B
Massachusetts 10/25/2021

B
Washington 10/25/2021

B
Michigan 10/25/2021

B
Wisconsin 10/25/2021

B
Minnesota 10/25/2021

B
Wyoming 10/25/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/10/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/11/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.