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Anthony Martin Ryan
Anthony Ryan
CRD#: 7144602
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 901 SOUTH MOPAC EXPRESSWAY
BARTON OAKS PLAZA FOUR STE 150
AUSTIN, TX 78746
BARTON OAKS PLAZA FOUR STE 150
AUSTIN, TX 78746
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2/5/2010
Criminal
Final Disposition
State Registrations
B
Texas 5/1/2024
IA
Texas 5/1/2024
SRO Registrations
B
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IA
Registered with this firm since 5/1/2024
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Registered with this firm since 5/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/16/2022 - 08/01/2023 | CEDAR PARK, TX | |
B | 10/11/2022 - 08/01/2023 | CEDAR PARK, TX | |
B | 03/03/2020 - 04/01/2020 | ROLLING MEADOWS, IL |
ROLLING MEADOWS, IL
03/03/2020 - 04/01/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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