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Detailed Report
CHRISTOPHER R MAROTTA
CRD#: 7143724
IA
Investment Adviser
B
Broker
GOLDMAN SACHS WEALTH SERVICES, L.P.CRD#: 106693 100 COLISEUM DRIVE
COHOES, NY 12047
GOLDMAN SACHS & CO. LLCCRD#: 361 100 COLISEUM DRIVE
COHOES, NY 12047
Registration History
20192020202120222023202420252026IAGOLDMAN SACHS WEALTH SERVICES,... (CRD# 106693)2019 - Present (5 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2021 - Present (4 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2019 - 2021 (1 year)
License(s)

State Registrations

B
New York 1/4/2021
IA
New York 4/22/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GOLDMAN SACHS WEALTH SERVICES, L.P. (CRD#:106693)
100 COLISEUM DRIVE, COHOES, NY 12047
Registered with this firm since 8/13/2019
B
GOLDMAN SACHS & CO. LLC (CRD#:361)
100 COLISEUM DRIVE, COHOES, NY 12047
Registered with this firm since 1/4/2021
Previous Registration(s)
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B
 10/29/2019 - 01/04/2021 MERCER ALLIED COMPANY, L.P. (CRD#:37404) COHOES, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.