Individual Firm
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WILLIAM ELLSWORTH JENNE
Bill Jenne
CRD#: 7143365
IA
B
WELLS FARGO ADVISORSCRD#: 19616 18489 COASTAL HWY
UNIT 1
REHOBOTH BEACH, DE 19971
UNIT 1
REHOBOTH BEACH, DE 19971
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4/29/2019
Financial
Final
State Registrations
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Delaware 10/2/2024
IA
Delaware 10/2/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/2/2024
B
Registered with this firm since 8/30/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/21/2021 - 05/12/2022 | Westminster, MD | |
B | 07/20/2021 - 05/12/2022 | Westminster, MD | |
IA | 11/21/2019 - 06/28/2021 | BALTIMORE, MD | |
B | 10/09/2019 - 06/28/2021 | BALTIMORE, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.