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Lucas Charles Harris
CRD#: 7142995
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 11551 Ash Street
Suite 250
Leawood, KS 66211
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arkansas 1/6/2021

B
Maryland 11/29/2021

B
Colorado 1/6/2021

B
Missouri 7/30/2020

B
Florida 1/6/2021

B
Nebraska 11/29/2021

B
Georgia 11/29/2021

B
Ohio 1/6/2021

B
Kansas 7/30/2020

B
Texas 1/6/2021

IA
Kansas 7/30/2020

B
Utah 11/29/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
11551 Ash Street Suite 250, Leawood, KS 66211
Registered with this firm since 7/30/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
11551 Ash Street Suite 250, Leawood, KS 66211
Registered with this firm since 7/30/2020

Previous Registration(s)
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IA
09/19/2019 - 08/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) KANSAS CITY, MO
B
08/24/2019 - 08/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) KANSAS CITY, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.