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William James McGowan
WILLIAM J MCGOWAN
CRD#: 7141192
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12481 High Bluff Drive
Suite 100
San Diego, CA 92130-3583
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 7/12/2022

B
New York 10/20/2022

B
California 1/4/2020

B
North Carolina 12/11/2023

IA
California 1/20/2021

B
Ohio 3/8/2023

B
Connecticut 2/8/2024

B
Oregon 11/15/2023

B
Florida 3/26/2024

B
Tennessee 10/20/2022

B
Georgia 10/20/2022

B
Vermont 3/8/2023

B
Illinois 2/8/2024

B
Virginia 6/10/2022

B
Massachusetts 2/8/2024

B
Washington 10/20/2022

B
Nevada 3/8/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 12/9/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 11/8/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.