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Phillip Simcox
PHILLIP M SIMCOX
CRD#: 7141063
IA
Investment Adviser
B
Broker
HARBOR CAPITAL ADVISORS, INC.CRD#: 113042 Chicago, IL
HARBOR FUNDS DISTRIBUTORS, INC.CRD#: 113506 Chicago, IL
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (1 year)2 FIRMS2024 - Present (<1 year)IACI PRIVATE WEALTH (CRD# 319448)2022 - 2023 (<1 year)IABALASA DINVERNO FOLTZ LLC (CRD# 113630)2021 - 2023 (2 years)
License(s)

State Registrations

B
Connecticut 8/14/2024

IA
Illinois 8/13/2024

B
Florida 8/13/2024

B
Puerto Rico 8/29/2024

B
Idaho 8/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HARBOR CAPITAL ADVISORS, INC. (CRD#:113042)
Chicago, IL
Registered with this firm since 8/13/2024

B
HARBOR FUNDS DISTRIBUTORS, INC. (CRD#:113506)
Chicago, IL
Registered with this firm since 8/13/2024

Previous Registration(s)
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IA
12/14/2022 - 06/06/2023 CI PRIVATE WEALTH (CRD#:319448) ITASCA, IL
IA
02/02/2021 - 03/31/2023 BALASA DINVERNO FOLTZ LLC (CRD#:113630) ITASCA, IL
IA
12/09/2019 - 11/16/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Indianapolis, IN
B
11/08/2019 - 11/16/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Indianapolis, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.