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Detailed Report
SAYRE JAMES ARIISHI
SAYRE J ARIISHI, ARIISHI J SAYRE
CRD#: 7140923
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Registration History
20192020202120222023202420252026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (5 years)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - 2024 (4 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 6/19/2020
B
Nebraska 6/19/2020
B
Alaska 6/19/2020
B
Nevada 5/17/2024
B
Arizona 6/19/2020
B
New Hampshire 6/19/2020
B
Arkansas 6/19/2020
B
New Jersey 6/19/2020
B
California 1/4/2020
B
New Mexico 6/19/2020
B
Colorado 6/19/2020
B
New York 1/4/2020
B
Connecticut 6/19/2020
B
North Carolina 6/19/2020
B
Delaware 6/19/2020
B
North Dakota 6/19/2020
B
District of Columbia 6/19/2020
B
Ohio 6/19/2020
B
Florida 1/4/2020
B
Oklahoma 6/19/2020
B
Georgia 6/19/2020
B
Oregon 6/19/2020
B
Hawaii 6/19/2020
B
Pennsylvania 6/19/2020
B
Idaho 6/19/2020
B
Puerto Rico 1/2/2025
B
Illinois 6/19/2020
B
Rhode Island 6/19/2020
B
Indiana 12/9/2019
B
South Carolina 6/19/2020
IA
Indiana 6/12/2024
B
South Dakota 6/19/2020
B
Iowa 6/19/2020
B
Tennessee 6/19/2020
B
Kansas 6/19/2020
B
Texas 1/4/2020
B
Kentucky 6/19/2020
IA
Texas 6/12/2024
B
Louisiana 6/19/2020
B
Utah 6/19/2020
B
Maine 6/19/2020
B
Vermont 6/19/2020
B
Maryland 6/19/2020
B
Virgin Islands 1/2/2025
B
Massachusetts 1/4/2020
B
Virginia 6/19/2020
B
Michigan 6/19/2020
B
Washington 1/4/2020
B
Minnesota 6/19/2020
B
West Virginia 1/2/2025
B
Mississippi 6/19/2020
B
Wisconsin 6/19/2020
B
Missouri 6/19/2020
B
Wyoming 6/19/2020
B
Montana 6/19/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240
Registered with this firm since 6/12/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
Registered with this firm since 11/8/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/09/2019 - 06/12/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Radnor, PA
B
 01/26/2023 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) Radnor, PA
IA
 01/26/2023 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Radnor, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.