Individual Firm
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KIERA NICOLE SCHWARZ
CRD#: 7140514
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2785 SW CEDAR HILLS BLVD.
BEAVERTON, OR 97005
BEAVERTON, OR 97005
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2785 SW CEDAR HILLS BLVD.
BEAVERTON, OR 97005
BEAVERTON, OR 97005
0
Disclosures
3
Years of Experience
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State Registrations
B
Arizona 12/19/2023
B
North Carolina 12/16/2024
B
California 12/19/2023
B
Oregon 3/9/2023
B
Idaho 12/19/2023
IA
Oregon 3/31/2023
B
Kansas 10/20/2023
B
South Carolina 1/13/2025
B
Nevada 12/19/2023
B
Texas 12/23/2024
B
New Hampshire 12/23/2024
B
Washington 12/19/2023
SRO Registrations
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 3/31/2023
B
Registered with this firm since 3/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/2021 - 10/10/2022 | Hays, KS | |
B | 11/09/2020 - 10/10/2022 | HAYS, KS |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.