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LUCAS GERMAIN
CRD#: 7139729
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 Beverly Hills, CA
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 3/29/2023

B
Missouri 3/29/2023

B
California 1/12/2023

B
Nevada 3/29/2023

IA
California 1/12/2023

B
New Mexico 11/15/2024

B
Colorado 3/29/2023

B
New York 3/29/2023

B
Florida 3/29/2023

B
Puerto Rico 2/6/2024

B
Georgia 3/29/2023

B
Tennessee 6/6/2024

B
Illinois 1/2/2025

B
Virginia 12/4/2024

B
Massachusetts 3/29/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
Beverly Hills, CA
309 N SEPULVEDA BLVD UNIT A, EL SEGUNDO, CA 90245
Registered with this firm since 1/12/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
Beverly Hills, CA
309 N SEPULVEDA BLVD UNIT A, EL SEGUNDO, CA 90245
Registered with this firm since 12/24/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.