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Neetu Behl
CRD#: 7138580
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 230 N WOODLAND BLVD
DELAND, FL 32720
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 12/23/2020

IA
New Jersey 10/7/2019

B
Connecticut 10/4/2019

B
New York 10/4/2019

B
Florida 10/4/2019

B
Oregon 11/19/2024

IA
Florida 10/29/2020

B
Pennsylvania 10/4/2019

B
Georgia 12/23/2020

B
Texas 10/4/2019

B
Massachusetts 10/4/2019

IA
Texas 10/22/2019

B
New Jersey 10/4/2019

B
Washington 10/21/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
230 N WOODLAND BLVD, DELAND, FL 32720
Registered with this firm since 10/7/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
230 N WOODLAND BLVD, DELAND, FL 32720
Registered with this firm since 9/5/2019

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.