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Detailed Report
JOSHUA PAUL BENSON
JOSHUA BENSON, Joshua Paul Benson
CRD#: 7138194
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE DESTINY WAY
WESTLAKE, TX 76262
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - 2021 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - 2019 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 5/28/2021
B
Nebraska 5/28/2021
B
Alaska 5/28/2021
B
Nevada 5/28/2021
B
Arizona 5/28/2021
B
New Hampshire 5/28/2021
B
Arkansas 5/28/2021
B
New Jersey 5/28/2021
B
California 5/28/2021
B
New Mexico 5/28/2021
B
Colorado 5/28/2021
B
New York 5/28/2021
B
Connecticut 5/28/2021
B
North Carolina 5/28/2021
B
Delaware 5/28/2021
B
North Dakota 5/28/2021
B
District of Columbia 5/28/2021
B
Ohio 5/30/2021
B
Florida 5/28/2021
B
Oklahoma 5/28/2021
B
Georgia 5/28/2021
B
Oregon 5/28/2021
B
Hawaii 5/28/2021
B
Pennsylvania 5/28/2021
B
Idaho 5/28/2021
B
Puerto Rico 5/28/2021
B
Illinois 5/28/2021
B
Rhode Island 5/28/2021
B
Indiana 5/28/2021
B
South Carolina 5/28/2021
B
Iowa 5/28/2021
B
South Dakota 5/28/2021
B
Kansas 5/28/2021
B
Tennessee 5/28/2021
B
Kentucky 5/28/2021
B
Texas 4/21/2021
B
Louisiana 5/28/2021
IA
Texas 6/2/2021
B
Maine 5/28/2021
B
Utah 5/28/2021
B
Maryland 5/28/2021
B
Vermont 5/28/2021
B
Massachusetts 5/28/2021
B
Virginia 5/28/2021
B
Michigan 5/28/2021
B
Washington 5/28/2021
B
Minnesota 5/28/2021
B
West Virginia 5/28/2021
B
Mississippi 5/28/2021
B
Wisconsin 5/28/2021
B
Missouri 5/28/2021
B
Wyoming 5/28/2021
B
Montana 5/28/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 6/2/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE DESTINY WAY, WESTLAKE, TX 76262
NORTH RICHLAND HILLS, TX
Registered with this firm since 4/21/2021
Previous Registration(s)
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IA
 02/16/2021 - 02/22/2021 AMERIPRISE FINANCIAL SERVICES, LLC. (CRD#:6363) TYLER, TX
B
 01/14/2020 - 02/22/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) TYLER, TX
B
 08/29/2019 - 12/13/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.