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Detailed Report
Leah Rae Bartelme
Leah Rae McCormick
CRD#: 7138109
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 330 S Executive Dr Ste 102
Brookfield, WI 53005
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2023 - Present (1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2022 - Present (2 years)
License(s)

State Registrations

B
Wisconsin 5/15/2023
IA
Wisconsin 5/15/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
330 S Executive Dr Ste 102, Brookfield, WI 53005
Registered with this firm since 5/15/2023
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
330 S Executive Dr Ste 102, Brookfield, WI 53005
Registered with this firm since 10/3/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.