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Brian Patrick Fitzsimmons
BRIAN P. FITZSIMMONS, Brian Fitzsimmons
CRD#: 7137828
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 124 Verdae Blvd
Suite 501
Greenville, SC 29607
Suite 501
Greenville, SC 29607
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 124 Verdae Blvd.
Suite 501
Greenville, SC 29607
Suite 501
Greenville, SC 29607
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Disclosures
5
Years of Experience
View By:
State Registrations
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Alabama 9/6/2024
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New York 9/6/2024
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Arizona 9/6/2024
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North Carolina 9/16/2024
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California 12/16/2024
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Ohio 9/6/2024
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Colorado 9/6/2024
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Pennsylvania 9/6/2024
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Connecticut 9/6/2024
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South Carolina 9/6/2024
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Florida 9/6/2024
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South Carolina 9/6/2024
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Georgia 9/6/2024
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Tennessee 9/6/2024
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Illinois 9/6/2024
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Texas 9/6/2024
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Kansas 9/6/2024
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Texas 9/6/2024
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Kentucky 9/6/2024
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Utah 9/6/2024
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Maryland 9/6/2024
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Virginia 9/6/2024
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Michigan 9/6/2024
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Washington 9/6/2024
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Missouri 9/6/2024
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West Virginia 9/6/2024
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New Hampshire 9/6/2024
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Wisconsin 1/17/2025
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New Jersey 9/6/2024
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Wyoming 9/6/2024
SRO Registrations
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Registered with this firm since 9/6/2024
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Registered with this firm since 9/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2019 - 09/13/2024 | GREENVILLE, SC | |
B | 09/16/2019 - 09/13/2024 | GREENVILLE, SC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.