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JOSHUA DAVID HARTMAN
CRD#: 7137639
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 500 E. EISENHOWER PKWY, STE 100
ANN ARBOR, MI 48108
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 44244 WEST 12 MILE ROAD
SUITE 100
NOVI, MI 48377-2616
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 1/3/2025

IA
Michigan 9/28/2021

B
Colorado 12/4/2024

B
Ohio 1/10/2022

B
Florida 5/24/2022

B
Texas 5/24/2022

B
Michigan 9/20/2021

IA
Texas 7/11/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
500 E. EISENHOWER PKWY, STE 100, ANN ARBOR, MI 48108
Registered with this firm since 9/28/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
44244 WEST 12 MILE ROAD SUITE 100, NOVI, MI 48377-2616
NOVI, MI
Registered with this firm since 9/20/2021

Previous Registration(s)
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IA
03/27/2020 - 08/03/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SOUTHFIELD, MI
B
03/27/2020 - 08/03/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SOUTHFIELD, MI
IA
09/03/2019 - 03/25/2020 EDWARD JONES (CRD#:250) STERLING HEIGHTS, MI
B
08/10/2019 - 03/25/2020 EDWARD JONES (CRD#:250) STERLING HEIGHTS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.