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Levi James Laws
CRD#: 7136102
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 415 N. FRANKLIN
DECATUR, IL 62523
Registration History
202120222023202420252 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/29/2021

B
Missouri 1/3/2023

B
Arizona 3/29/2021

B
Nebraska 3/29/2021

B
Arkansas 3/29/2021

B
New Hampshire 3/29/2021

B
California 3/29/2021

B
New Jersey 3/29/2021

B
Colorado 3/29/2021

B
New Mexico 3/29/2021

B
Connecticut 3/29/2021

B
New York 1/3/2023

B
Florida 3/29/2021

B
North Carolina 3/30/2021

B
Georgia 3/29/2021

B
Ohio 3/29/2021

B
Illinois 3/29/2021

B
Oklahoma 3/29/2021

IA
Illinois 3/29/2021

B
Pennsylvania 3/29/2021

B
Indiana 3/29/2021

B
South Carolina 3/29/2021

B
Iowa 3/29/2021

B
Tennessee 3/29/2021

B
Kansas 3/29/2021

B
Texas 3/29/2021

B
Kentucky 3/29/2021

IA
Texas 3/29/2021

B
Maine 3/29/2021

B
Utah 3/29/2021

B
Massachusetts 3/29/2021

B
Virginia 3/29/2021

B
Michigan 3/29/2021

B
Washington 3/29/2021

B
Minnesota 3/29/2021

B
Wisconsin 3/29/2021

B
Mississippi 3/29/2021

B
Wyoming 3/29/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
415 N. FRANKLIN, DECATUR, IL 62523
Registered with this firm since 3/29/2021

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
415 N. FRANKLIN, DECATUR, IL 62523
Registered with this firm since 3/5/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.